Integrating securities and ERISA compliance, PRI delivers customized and subscription-based solutions to broker-dealers and investment advisers to manage risk, create efficiencies and increase revenue. Drawing on its broad range of expertise, from compliance and supervision to sales and distribution, PRI works with all affected business units to develop profitable and sustainable strategies for the retirement plan marketplace.
RetirementAdvantage
RetirementAdvantage provides comprehensive suite of turn-key agreements, forms, policies, procedures and training designed to help broker-dealers and registered investment advisers comply with technical and ever-changing legal and regulatory requirements. By leveraging consistent protocols, from account opening to supervision, RetirementAdvantage allows supervising firms to scale their retirement-related business at a fraction of the cost of hiring internal expertise. Ongoing training and automatic updates provide consistency and predictability in managing compliance costs on a going forward basis.
Additional information and sample proposals can be accessed below. Please contact us to discuss how PRI can provide a specific solution to your challenges.
Advisor Resource Center
Advisor Resource Center (ARC) provides a web-based portal to centralize retirement plan sales and servicing activities. From product support and practice management to compliance and supervision, ARC delivers a consistent and scalable approach to manage risk, streamline operations and improve coordination with strategic partners.
Integrating both proprietary and third party resources, ARC provides retirement plan advisors with all of the necessary components to grow and maintain a successful retirement plan practice, including practice management; investment analytics and fee benchmarking; product search capabilities; education and training; AdvisorResources; and document and workflow management.
Additional information can be accessed below. Please contact us to discuss how PRI can provide a specific solution to your challenges.
Advisor Resources for Plan Advisors and Consultants
AdvisorResources provides advisors and consultants with the tools and training necessary to develop a competitive and scalable framework for servicing retirement plans and plan participants. From actionable fiduciary education to proprietary policies and procedures, AdvisorResources help advisors differentiate their services and maximize their value proposition. Advisors who utilize the AdvisorResources approach will be well-positioned to retain existing clients and more effectively prospect new plans as the regulatory landscape continues to evolve.
The program is free to advisors licensed with RetirementAdvantage subscribers and through PRI’s Advisor Resource Center. Additional information can be accessed below; please contact PRI for information on obtaining individual licenses.